First Citizens Bank · Raleigh, NC · $155000 per hour
This is a remote role that may be hired in several markets across the United States.
The Compliance Manager is a senior leader within Compliance, responsible for oversight of the firm's Broker-Dealer and Registered Investment Adviser (RIA) complaint management programs, representative investigations, disciplinary processes and Licensing & Registrations function. This role combines strategic leadership with hands-on execution, managing complex matters while driving consistency, scalability, and regulatory compliance across multiple functions.
